How We Work

"The strength of the team is each individual member.  The strength of each member is the team."
Author Unknown

There are four members of your team that contribute to the accomplishment of your overall investment plan: your financial advisor, your portfolio analyst, your service first administrator and you.

The Financial Advisor

Each financial advisor at Prosperity has met the rigorous experience and ethical requirements allowing them to use the CFP ® certification mark.  As a CERTIFIED FINANCIAL PLANNER ™ professional, each of our advisors understands the complexities of the changing financial climate and will recommend solutions that are designed to help you reach your goals.  Using time-tested principles and strategies that put your interest first, our advisors are committed to financial planning and portfolio construction that meet fiduciary standards and are tailored to your unique needs.

The Portfolio Analyst

Your analyst reviews and monitors your portfolio while helping the financial advisor in the analysis of your investment, insurance and tax strategies.  The portfolio analyst regularly contacts you to discuss market outlook, changes to your portfolio, and portfolio performance results.  Your analyst is securities registered with years of experience and is dedicated to helping you understand your investments.

The Service First Administrator

Our Service First staff is devoted to providing a great experience to you.  Whether it is a question or service request, your Service First team member is accessible and responsive to address any situation.  Your Service First team member prepares and implements the steps recommended by your Advisor. They provide reliable support to you and the other team members.   


The most important team member is you!  By providing updated financial information, sharing your perspective and values, and defining your goals, you give us the foundation to personally craft a strategy for you.      

Advisory Account Management Fees
Asset Value
Client Fee Schedule
First $0 - $250,000
Next $250,001 - $500,000
Next $500,001 - $1,000,000
Next $1,000,001 - $2,000,000
Next $2,000,001 - $5,000,000
Next $5,000,001+